Mitchell Atkins is Founder and Principal of FirstMark Regulatory Solutions, Inc. which is located and based in
Boca Raton, Florida. He has over 20 years of experience in roles at FINRA (previously NASD) during that time he was a key participant in many transformative FINRA corporate and industry initiatives. He was a member of the FINRA senior management team and Senior Vice President and Regional Director for FINRA’s South Region. He is currently a consultant to FINRA-registered broker dealers and registered investment advisers. Mitch Atkins often addresses financial services industry groups. He is a Certified Regulatory and Compliance Professional through the FINRA Institute at Wharton.